Postúlate en Kit Empleo: kitempleo.com.co/empleo/1az8tq
Purpose
Contributes to the success of the execution of the General Communications Supervision Procedures on behalf of GBM Internal Controls to ensure compliance with the Code of Conduct, internal policies & procedures, Integral FX Code, industry standards and applicable regulatory requirements. Ensures all activities are conducted in compliance with governing regulations, internal policies, and procedures.
Accountabilities
- Customer Focused Culture: Champions a customer-focused culture and leverages broader Bank relationships, systems and knowledge.
- Global Communications Supervision: Executes GBM Communication Supervision Procedures, reviews Flagged Alerts for, among other things, identify potential non‑compliant behaviors and lack of compliance with Bank policies. This includes:
- Performing review, assessment, disposition and documentation of alert reviews in accordance with GBM Communication Supervision Procedures and standard times.
- Warranting the confidentiality of the information is always maintained and ensuring that recording review results are concise and accurate.
- Performing timely escalation and documentation of alerts to Level 2 teams when required according to escalation procedures.
- Maintaining expected productivity and quality standards as defined through performance metrics.
- Actively identifying process, technology and systems improvement opportunities, and participating as appropriate in the implementation process.
- Relationship Management: Develops and maintains strong relationships with GBM Internal Controls and applicable support and control functions to remain current on new developments and emerging risks.
- Other Projects and Activities: Manages/Performs ad‑hoc, unique and/or focused reviews as necessary; an
#J-18808-Ljbffr
Postúlate en Kit Empleo: kitempleo.com.co/empleo/1az8tq