Contributes to the success of the execution of the Enhanced Monitoring Program for the Enterprise and supporting Business Lines with the aim of reducing the risk associated with insider threat and allowing an effective monitoring of insiders while ensuring individual goals, plans, and initiatives are executed and delivered in support of the unit’s business strategies and objectives.
Ensures all activities are conducted in compliance with governing regulations, internal policies, and procedures.
Accountabilities
- Customer Focused Culture: Champions a customer-focused culture and leverages broader Bank relationships, systems, and knowledge.
- Business Knowledge: Maintains expert knowledge of Bank processes, policies, procedures, applications, and products related to Insider Threat and Internal Fraud risk and applies this knowledge in the review and analysis of monitoring and reporting.
- Documentation & Audit Readiness: Follow regulatory and operational controls documents, along with other documentation, including handbooks, test plans, methodology, schedules, reporting,
etc. that contribute to sustaining the Enhanced Monitoring Program.
- Enhanced Monitoring Program: Conducts reviews, technical analysis and reporting of insider activity data and monitoring alerts for assigned business and/or operational units to identify indicators of insider threats. This includes:
- Collaborating with peers and managers to analyze, validate and translate the monitoring rules and alert specifics into positive matches.
- Executing reviews, in accordance with relevant policies/procedures.
- Preparing reports on review findings and communicating these to appropriate business units and partners, as well as ensuring investigation and corrections brought forward are in place.
- Concisely and accurately recording review results.
- Keep informed the Manager regarding issues, backups, backlogs or any relevant modifications requested by the business unit.
- Analyzing alerts from t